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Experience

a number of banking groups

Advised on the implications and practical implementation of the senior managers regime in the UK

a range of financial (and non-financial) institutions

Advised on the implications for business and the practical implementation of new regulation including the Retail Distribution Review (RDR), European Market Infrastructure Regulation (EMIR), Alternative Investment Fund Managers Directive (AIFMD), Revision of the Markets in Financial Instruments Directive (MiFID II), and others

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Leveraged Equities

Advising a subsidiary of Bendigo & Adelaide Bank in Australia, on revisions to its margin lending documents and procedures to comply with new margin lending obligations in the Corporations Act

numerous Australian financial institutions

Advised on the Future of Financial Advice (FOFA) reform

major Australian retail bank

Advising in relation to future trends with respect to the compliance framework and the ‘three lines of defence’ model


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Key contacts

Karen Anderson photo

Karen Anderson

Consultant, London

Karen Anderson
Hannah Cassidy photo

Hannah Cassidy

Partner, Head of Financial Services Regulatory, Asia, Hong Kong

Hannah Cassidy
John O'Donnell photo

John O'Donnell

Partner, New York

John O'Donnell
Michael Vrisakis photo

Michael Vrisakis

Partner, Sydney

Michael Vrisakis
Chris Ninan photo

Chris Ninan

Partner, London

Chris Ninan
Hywel Jenkins photo

Hywel Jenkins

Partner, London

Hywel Jenkins
Kai Liebrich photo

Kai Liebrich

Managing Partner, Germany, Germany

Kai Liebrich