18 results found for:
- (-) Remove Funds and Wealth (Asset) Management filter Funds and Wealth (Asset) Management
11 August 2023
Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback
In June 2022, the Hong Kong Securities and Futures Commission ( SFC ) proposed a number of sweeping enforcement-related reforms which would have, among others, significantly enhanced the SFC’s ability to obtain investor compensation orders against regulated persons who had committed wrongdoing if...
18 February 2022
Legislation to amend the Foreign Financial Service Provider licensing exemptions is introduced into Parliament
On 17 February 2022, the Treasury Laws Amendment (Streamlining and Improving Economic Outcomes for Australians) Bill 2022 ( Bill ) was introduced into Parliament with a first reading in the House of Representatives.
09 October 2019
The hidden legal risks in Australian super fund mergers
The contemporary resurgence of super fund mergers presents a material risk of claims against directors of super fund trustees, if trustees are not undertaking appropriately sophisticated diligence exercises that take account of the complexity of modern portfolios.
11 June 2019
Product Intervention Powers and Design and Distribution Obligations in Financial Services: A cross-border perspective
Many regulators view their ability to intervene as one of their key supervisory tools to reduce harm in cases where there is a risk of significant consumer detriment or threat to financial markets.
07 May 2019
Middle East - New Guidelines released to update and expand the Tawazun Economic Program - May 2019
The Tawazun Economic Council (" TEC "), founded in 1992 and originally mandated to be a prime enabler for the Defense and Security sector in the UAE, albeit with a strong focus on economic development, established the offset program known as Tawazun Economic Program (" TEP "). Off the back of its...
11 March 2019
Latest Shake-up of the Remuneration Provisions for Banks and Investment Firms Part 1: Investment Firms
Agreement has now been reached between the European Parliament, the Commission and the Council on the final texts of two Directives which will impact on the remuneration provisions which apply to banks and investment firms. The first is the Investment Firms Directive ( IFD ), which will introduce a...
06 October 2017
Reform of French Securitisation Law and Creation of Specialised Financing Vehicles
The reform of the French securitisation legislation announced by the Government throughout the implementation of 'Sapin 2 Law' has been published on 5 October 2017. This reform is coupled with the introduction into French law of specialized financing vehicles and a new reform of the banking...
11 July 2017
Government releases proposals to regulate financial benchmarks
The Government has released proposals to reform the regulation of financial benchmarks in Australia. Firms which rely on benchmarks to provide financial services or which provide services against benchmarks should be aware of these proposals and consider making a submission in respect of the...
11 July 2017
Australian SIV and PIV regime under review by Department of Immigration and Border Protection
The Department of Immigration and Border Protection ( DIBP ) is consulting on proposed amendments to the Significant Investor Visa ( SIV ) and Premium Investor Visa ( PIV ) regime ( Consultation ) following DIBP’s review of Australia investment visas.
28 June 2017
UK FCA ASSET MANAGEMENT MARKET STUDY – FINAL REPORT
On 28 June 2017, the FCA published its highly anticipated final findings of its Asset Management Market Study (" Final Report "), which can be accessed here . This follows the release of its interim report in November 2016 and the subsequent intensive consultation process with industry which...
22 June 2017
ASIC review of asset-holding requirements in funds management and custodial services – Are you prepared?
ASIC has reported the findings of its review of the compliance by custodians and responsible entities of managed investment schemes with the asset holding requirements ( REP 531 ) imposed by ASIC under Regulatory Guide 133 ( RG 133 ).
22 September 2023
Age Verification Roadmap – key updates on the regulation of online safety and age verification
The release of the eSafety Commissioner’s Roadmap for Age Verification and the Australian Government’s response puts a pause on mandatory age verification, but signals a focus on further regulatory reform.
21 September 2023
#FDIFriday – the Global Foreign Direct Investment podcast series
Our latest #FDIFriday podcast series brings together experts from our Global Foreign Investment Regulation Group to discuss the rapidly-evolving FDI regulatory landscape in accessible, digestible podcast episodes to help clients and our wider network keep abreast of the latest developments in this...
21 September 2023
Edinburgh International Arbitration Festival (#ArbFest2023)
Herbert Smith Freehills is a proud sponsor of the inaugural Edinburgh International Arbitration Festival, hosted by the Scottish Arbitration Centre. The event will be held on 21 and 22 September 2023, a year on from the record-breaking International Council for Commercial Arbitration (ICCA)...
21 September 2023
Australian Federal Court finds in favour of former Quintis CEO in directors duties case brought by regulator
The Australian Securities and Investments Commission ( ASIC ) has failed in its action against the former CEO & Managing Director of Quintis Limited ( Quintis ) for alleged breaches of section 180 of the Corporations Act (the duty to act with care and diligence). Following a four-week trial,...
19 September 2023
Australian Employment, Industrial Relations and Safety Webinars
In case you missed it, you can access our previous Employment & IR briefing and Safety Leadership Series webinars below. Join our expert briefings for the latest developments we are seeing in the employment, industrial relations and workplace healthy and safety space. In these short sessions,...
14 September 2023
Talking Shop: A consumer sector podcast series
Expert insights for navigating the big trends and key issues redefining the global consumer sector. From rampant digitisation and supply chain reinvention to sustainability and geopolitical factors, the consumer sector is fast-evolving to meet the challenges – and opportunities – facing companies...
14 September 2023
King's College London International Construction Arbitration Conference 2023
King's College London International Construction Arbitration Conference 2023 Centre of Construction Law and Dispute Resolution 14 September 2023, 09:00 to 17:00 Ashworth Centre, The Honourable Society of Lincoln's Inn, London