The chapter offers insight into how to navigate the modern complexities of cross-border securities investigations, in particular those involving the US Securities and Exchange Commission and the Department of Justice. It covers strategic considerations, the basics of coordination among international regulators, management of evidence production to various international standards, protection against breach of data privacy and other laws in multiple jurisdictions, and protecting jurisdictional defences in a country while responding to regulatory inquiries.
The contents of this publication are for reference purposes only and may not be current as at the date of accessing this publication. They do not constitute legal advice and should not be relied upon as such. Specific legal advice about your specific circumstances should always be sought separately before taking any action based on this publication.
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